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AAWSAP DIRD, An Introduction to the Statistical Drake Equation, March 2010

U.S. Department of War · 2010-03-11 · 55 pages · text from the file's own layer

This Defense Intelligence Reference Document, dated 11 March 2010, was prepared by the Defense Intelligence Agency's Defense Warning Office under the Advanced Aerospace Weapon System Applications Program. It introduces the Statistical Drake Equation, which treats each Drake factor as a random variable with a mean value and a standard deviation. Using its example inputs, the paper estimates that the nearest extraterrestrial civilization lies between 1,361 and 3,979 light years away with 75% probability. The author's 2008 International Astronautical Congress paper is attached as an appendix.

From the source:Release of 2026-09-18 Incident: 3/11/10, Las Vegas, Nevada. Released with redactions. This document is a Defense Intelligence Reference Document (DIRD), a technical reference format used by the Defense Intelligence Agency (DIA) to capture baseline knowledge on a specific topic for later analytic use. DIRDs are best understood as reference and synthesis products rather than as original research. It is one of 38 DIRDs produced under the Advanced Aerospace Weapon System Applications Program (AAWSAP) between 2009 and 2011. Because AAWSAP’s scope permitted a broad range of supporting topics, not every DIRD in the series directly concerns aerospace systems or future threat assessment. The following summary reflects the DIRD’s scope and framing at the time of writing and should not be read as implying current validation of the concepts discussed. This DIRD introduces the Drake Equation, a well-known thought framework for estimating how many communicative extraterrestrial civilizations might exist in the galaxy. It reformulates the equation in statistical terms, arguing that the usual approach of assigning fixed values to its variables is too simplistic because major inputs are uncertain and are better modeled as probability distributions. Using that approach, it concludes that, if one accepts the underlying logic of the Drake Equation, the estimated number of communicating civilizations should be treated as a range of possible values, and that the likely distance between neighboring civilizations can likewise be expressed statistically rather than as a single figure. The document is primarily a mathematical and methodological exercise, and its worked examples rely on assumed values to illustrate the framework rather than to establish a firm astrophysical estimate. Overall, it is an attempt to formalize uncertainty within the Drake framework rather than an attempt to bound the actual likelihood, prevalence, or proximity of extraterrestrial civilizations.

UNCLASSIFIED/ /fOR OFFI&IAk Wlii QPU,¥
Put in loose terms, the CLT states that, if one
has a sum of random variables eve11 NOT
identically distributed, this sum tends to a normal
distribution whe11 the 11umber of tenns maki11g up
the sum te11ds to infinity. Also, the normal
distribution mean value is the sum of the mean
values of the addend random variables, and the
normal distribution variance is the sum of the
variances of the addend random variables.
Let us now write down the equations of the CLT
in the form needed to apply it to our Statistical Drake
equation (3). The idea is to apply the CLT to the sum
of random variables given by (4) and (5) whatever
their probability distributions ca11 possibly be. Tn
other words, the CLT applied to the Statistical Drake
equation (3) leads immediately to the following three
equations:
I) The sum of the (arbitrarily distributed)
independent random variables Y; makes up
the new random variable Y.
2) The sum of their mean values makes up the
new mean value of Y.
3) The sum of their variances makes up the
new variance of Y.
In equations:
7
y = :~::vii =I
7
(Y) = I(Y; ) (48)
i = I
7
2 ="'O'y L..Jo-r2,
i= I
This completes our synthetic description of the CLT
for sw11s of random variables .
6. THE LOGNORMAL DISTRIBTIO IS
THE DISTRIBUTION OF THE NUMBER
N OF EXT RATERRESTRIAL
CIVILIZATIONS IN THE GALAXY
The CLT may of course be exte11ded to products
of random variables upon taki11g the logs of both
sides, just as we did in equatio11 (3). It then follows
that the exponent random variable, like Y i11 (6),
tends to a 11ormal random variable, and, as a
co 11seque 11ce, it follows that the base random
variable, like N i11 (6), te11ds to a lognormal random
variable.
To understand this fact better in mathematical
terms consider again of the transformation law (9) of
random variables. The question is: what is the
probability density function of the random variable N
in equation (6), that is, what is the probability density
function of the lognormal distribution? To find it, set
(49)
This, upon inversion, yields the single root
x1(y) =x(y) =!n(y). (50)
On the other hand, differentiating (49) one gets
where (50) was already used in the last step. The
general transformation law (9) finally yields
( ) "' fx(x;(y)) 1 ( ( ))
fNY= L..J i '( ()~=- /ylny • (52)
i g X; )' ~ 11
y
Therefore, replacing the probability density on the
right by virtue of the well-known normal (or
Gaussian) distribution given by equation (7), the
lognormal distribution of equation (47) is found , and
the derivation of the lognormal distribution from the
normal distribution is proved.
In view of future calculations, it is also useful to
point out the so-called "Gaussian integral", that is:
B2
f"' e - Ax2 e 8 ·x dx = ~ •e 4 A A> 0 B = real. (53)
L ., VA ' '
This follows immediately from the normalization
condition of the Gaussian (7), that is
oo (x- pf
1 -- ,-
J-- e lu· dx=l (54)
&a- '--Oj
just upon expanding the square at the exponent and
making the two replacements (we skip all steps)
l
A=-- >0,2
2 a- (55)lB = ; 2 = real.
UNCLASSIFIED/ /FOR 8FFIGl.t.k W&i ,n11.¥
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Official release, from the pursue collection. The PDF is mirrored here; the original link is above. 55 pages are in the text index: search them above, or from the library's search.